-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CqZaLimkNVIsfi1RMLDmHwQ593gbaLJ2diROxtDy7g567jaMfCkdN+9ZgYBZ5BYS PD3iCFYpNR3EEJNT8PSI2g== 0001104659-08-010196.txt : 20080214 0001104659-08-010196.hdr.sgml : 20080214 20080213204624 ACCESSION NUMBER: 0001104659-08-010196 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080214 DATE AS OF CHANGE: 20080213 GROUP MEMBERS: WILLIAM H. SHAW LIVING TRUST U/A/D/ 1/20/87, FAMILY SHARE GROUP MEMBERS: WILLIAM H. SHAW LIVING TRUST U/A/D/ 1/20/87, SURVIVORS SHARE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UFP TECHNOLOGIES INC CENTRAL INDEX KEY: 0000914156 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS FOAM PRODUCTS [3086] IRS NUMBER: 042314970 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44833 FILM NUMBER: 08607531 BUSINESS ADDRESS: STREET 1: 172 EAST MAIN ST CITY: GEORGETOWN STATE: MA ZIP: 01833 BUSINESS PHONE: 5083522200 MAIL ADDRESS: STREET 1: 172 EAST MAIN ST CITY: GEORGETOWN STATE: MA ZIP: 02135 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SHAW WILLIAM CENTRAL INDEX KEY: 0000938667 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 172 EAST MAIN STREET CITY: GEORGETOWN STATE: MA ZIP: 01833 SC 13G/A 1 a08-5485_2sc13ga.htm SC 13G/A

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No.  14)*

 

UFP Technologies, Inc.

(Name of Issuer)

Common Stock - $.01 Par Value

(Title of Class of Securities)

902673102

(CUSIP Number)

December 31, 2007

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP No.  902673102

 

 

1.

Names of Reporting Persons
Estate of William H. Shaw

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
U.S.A.

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
36,359    

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
36,359

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
36,359

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
.68%

 

 

12.

Type of Reporting Person (See Instructions)
OO (Estate)

 

 

2



 

CUSIP No.  902673102

 

 

1.

Names of Reporting Persons
William H. Shaw Living Trust U/A/D 1/20/87, Family Share

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
U.S.A.

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
116,890

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
116,890

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
116,890

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
2.17%

 

 

12.

Type of Reporting Person (See Instructions)
OO (Trust)

 

3



 

CUSIP No.  902673102

 

 

1.

Names of Reporting Persons
William H. Shaw Living Trust U/A/D 1/20/87, Survivor’s Share

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
U.S.A.

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
438

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
438

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
438

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
.008%

 

 

12.

Type of Reporting Person (See Instructions)
OO (Trust)

 

4



 

CUSIP No. 902673102

 

Item 1.

 

(a)

Name of Issuer
UFP Technologies, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices
172 East Main Street

Georgetown, Massachusetts 01833

Item 2.

 

(a)

Name of Person Filing
Estate of William H. Shaw

Shaw Living Trust U/A/D 1/20/87, Family Share

Shaw Living Trust U/A/D 1/20/87, Survivor’s Share

 

(b)

Address of Principal Business Office or, if none, Residence
172 East Main Street

Georgetown, Massachusetts 01833 

 

(c)

Citizenship
USA

 

(d)

Title of Class of Securities
Common Stock, $.01 par value

 

(e)

CUSIP Number
902673102

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

Not Applicable

 

5



 

CUSIP No. 902673102

 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:   

153,687

 

(b)

Percent of class:   

2.85%

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote   

153,687

 

 

(ii)

Shared power to vote or to direct the vote    

0

 

 

(iii)

Sole power to dispose or to direct the disposition of   

153,687

 

 

(iv)

Shared power to dispose or to direct the disposition of   

0

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   x.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

 

Not Applicable

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

Not Applicable

 

Item 8.

Identification and Classification of Members of the Group

 

Not Applicable

 

Item 9.

Notice of Dissolution of Group

 

Not Applicable

 

6



 

CUSIP No. 902673102

 

Item 10.

Certification

(a)

 

Not Applicable

(b)

 

Not Applicable

 

After reasonable inquiry and to the best of my knowledge and belief, I hereby certify that the information set forth in this statement is true, complete and correct.

 

 

February 13, 2008

 

 

Date

 

 

 

ESTATE OF WILLIAM H. SHAW

 

 

 

 

 

/s/ Ellen M. Shaw, Personal Representative

 

 

Ellen M. Shaw, Personal Representative

 

 

 

 

 

WILLIAM H. SHAW TRUST U/A/D 1/20/87,
FAMILY SHARE

 

 

 

 

 

/s/ Ellen M. Shaw, Trustee

 

 

Ellen M. Shaw, Trustee

 

 

 

 

 

WILLIAM H. SHAW TRUST U/A/D 1/20/87,
SURVIVOR’S SHARE

 

 

 

 

 

/s/ Ellen M. Shaw, Trustee

 

 

Ellen M. Shaw, Trustee

 

7



 

CUSIP No. 902673102

 

EXHIBIT A

JOINT FILING AGREEMENT

PURSUANT TO RULE 13d-1(k)(1)

 

The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned with respect to the common stock, $.01 par value, of UFP Technologies, Inc. and further agree that this Joint Filing Agreement be included as an exhibit to such joint filing.

 

Dated as of February 13, 2008

 

 

 

 

ESTATE OF WILLIAM H. SHAW

 

 

 

 

 

/s/ Ellen M. Shaw, Personal Representative

 

 

Ellen M. Shaw, Personal Representative

 

 

 

 

 

WILLIAM H. SHAW TRUST U/A/D 1/20/87,
FAMILY SHARE

 

 

 

 

 

/s/ Ellen M. Shaw, Trustee

 

 

Ellen M. Shaw, Trustee

 

 

 

 

 

WILLIAM H. SHAW TRUST U/A/D 1/20/87,
SURVIVOR’S SHARE

 

 

 

 

 

/s/ Ellen M. Shaw, Trustee

 

 

Ellen M. Shaw, Trustee

 

8


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